Should you have an interest in this Job, please note the Title and Job# in the Subject line and email your resume to click here. Thank you.
Life Insurance Compliance Analyst Job# 2781 Location: Dallas, TX Education Requirements: Degree preferred. Other Requirements: Include:
3 to 5 years of experience working in life compliance field.
Working knowledge and interest in the life industry.
Knowledge of SERFF, NAIC and I-File systems.
Evidence of strong ability to understand laws, statutes, and regulations.
Ability to perform legal research using the internet and Westlaw.
Completion of insurance related certification programs.
Exemplary organizational and recordkeeping skills.
Ability to handle multiple projects, demands and commitments.
Ability to effectively communicate.
Ability to work independently and take personal initiative.
Ability to perform a wide range of skill functions ranging from routine administrative tasks and requests to matters involving a mid-range of complexity.
“Can Do” attitude.
Salary Range: $50k to $60k Description: Our Client is a Dallas based provider of a wide range of life insurance, annuity, Medicare supplement, and critical illness products used to build and preserve the financial security of our Client’s policyholders. Our Client, a growing national life and annuity company with over $1 billion in assets and nearly 10,000 agents throughout the country, seeks a Life Insurance Compliance Analyst. This job reports to the Vice President of Compliance and will assist the Vice President of Compliance in several key areas. Duties and responsibilities include:
Perform routine suitability review for annuity applications.
Advertising review, including working with the Marketing Department to develop internal and external advertising materials and review existing advertising material for compliance with applicable laws and regulations.
Investigating and responding to policyholder and department of insurance complaints, including administration of the complaint research and reporting function.
Conduct state and regulatory reporting.
Communicating with appropriate stakeholders regarding regulatory and legal notices and maintaining records.
Assists with compliance audits of third-party administrators.
Product filings with state insurance departments.
Gathering information for corporate expansion applications, as well as submission, and follow-up with the appropriate regulatory body.
Assists with market conduct and financial exam preparation and coordination, including maintaining of records.
Assists the Vice President of Compliance with various projects as assigned.