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Life Insurance Compliance Analyst Job

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Life Insurance Compliance Analyst
Job# 2781
Location:  Dallas, TX
Education Requirements:  Degree preferred.
Other Requirements:  Include:

  • 3 to 5 years of experience working in life compliance field.
  • Working knowledge and interest in the life industry.
  • Knowledge of SERFF, NAIC and I-File systems.
  • Evidence of strong ability to understand laws, statutes, and regulations.
  • Ability to perform legal research using the internet and Westlaw.
  • Completion of insurance related certification programs.
  • Exemplary organizational and recordkeeping skills.
  • Ability to handle multiple projects, demands and commitments.
  • Ability to effectively communicate.
  • Ability to work independently and take personal initiative.
  • Ability to perform a wide range of skill functions ranging from routine administrative tasks and requests to matters involving a mid-range of complexity.
  • “Can Do” attitude.

Salary Range:  $50k to $60k
Description:  Our Client is a Dallas based provider of a wide range of life insurance, annuity, Medicare supplement, and critical illness products used to build and preserve the financial security of our Client’s policyholders.  Our Client, a growing national life and annuity company with over $1 billion in assets and nearly 10,000 agents throughout the country, seeks a Life Insurance Compliance Analyst.  This job reports to the Vice President of Compliance and will assist the Vice President of Compliance in several key areas.  Duties and responsibilities include:

  • Perform routine suitability review for annuity applications.
  • Advertising review, including working with the Marketing Department to develop internal and external advertising materials and review existing advertising material for compliance with applicable laws and regulations.
  • Investigating and responding to policyholder and department of insurance complaints, including administration of the complaint research and reporting function.
  • Conduct state and regulatory reporting.
  • Communicating with appropriate stakeholders regarding regulatory and legal notices and maintaining records.
  • Assists with compliance audits of third-party administrators.
  • Product filings with state insurance departments.
  • Gathering information for corporate expansion applications, as well as submission, and follow-up with the appropriate regulatory body.
  • Assists with market conduct and financial exam preparation and coordination, including maintaining of records.
  • Assists the Vice President of Compliance with various projects as assigned.

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